Robert Half Financial Services are hiring for a Regulatory Compliance Associate role for a Regional Bank with offices in Manhattan New York and Stamford Connecticut. Our client requires 3+ years Regulatory Compliance/Consumer Compliance experience within a Bank. The candidate must have experience across either Compliance Testing, Compliance Audit, Compliance Risk Assessment, Fair Banking or Community Reinvestment Act (CRA). The role requires 1 day per week in the Manhattan New York or Stamford Connecticut office, with 4 days work from home.
Reporting directly into the Chief Risk Officer and working closely with the Head of Compliance, this role is a key member of the regulatory risk and compliance team.
Responsibilities:
Compliance Management System (CMS) Support
• Assist with maintaining compliance policies, procedures, and governance documentation
• Help track and manage compliance issues, corrective actions, and follow-up activities
• Support the preparation, formatting, and distribution of compliance reporting and dashboards
Regulatory Monitoring & Research
• Conduct regulatory research and summarize updates to help the Bank stay current with changes in federal and state laws
• Support regulatory change management efforts by documenting requirements and impacts
• Assist in monitoring activities, testing reviews, and control assessments under guidance
Community Reinvestment Act (CRA) & Fair Banking Support
• Help collect, organize, and validate data for CRA reporting and performance evaluations
• Assist with community development documentation, tracking, and recordkeeping
• Support outreach, community program tracking, and preparation for CRA exams
Regulatory Exam & Audit Preparation
• Help organize exam and audit materials, evidence files, and document requests
• Assist in drafting responses, gathering data, and maintaining exam records
• Support the Head of Regulatory Risk & Compliance in coordinating meetings and follow-up
Training & Culture
• Assist in developing and maintaining compliance training materials and schedules
• Help track employee training completion and produce summary reports
• Support compliance communications and awareness initiatives
Technology, Data & Reporting
• Support data collection, quality checks, and report preparation for senior management and Board reporting
• Assist with the use and maintenance of compliance and risk systems, including automated tools
• Help maintain logs, trackers, and digital compliance repositories
Qualifications:
• 3+ years Regulatory Compliance/Consumer Compliance experience within a Bank
• Must have experience across either Compliance Testing, Compliance Audit, Compliance Risk Assessment, Fair Banking or Community Reinvestment Act (CRA)
• Bachelor Degree
The Regulatory Compliance Associate role requires 1 day per week in the Manhattan New York or Stamford Connecticut office, so please only apply if you are able to travel to this location, have relevant experience for the role and are eligible to work in the United States. The salary is flexible dependent on experience, the range is $100-120k base plus bonus. If your profile matches the above criteria, please email me Trishan.Khareghat@roberthalf.com
